Volume 200

AUGUST 2023

Return to main screen

Commercial Lines Survey:

Liability - Professional

LIABILITY – PROFESSIONAL

Provide a list of all of the applicant's licensed or certified individuals.

Name License/Certification Job Responsibility Experience(Years)

Does the applicant hire these individuals before they are state certified or licensed? ___ Yes ___ No

If yes, answer the following questions:

What is the applicant's process to verify that the employee obtains the required license or certification?

What actions does the applicant take if the employee does not obtain the required license or certification?


Has any employee of the applicant been placed on probation by a licensing or certification board? ___ Yes ___ No

If yes, explain what the employee did until the probation was lifted?


Are the applicant's non-professional employees permitted to perform tasks that require a license or certificate? ___ Yes ___ No

If yes, list the tasks and indicate who the applicant permits to perform them.


Does the applicant have on-site apprentices or trainees? ___ Yes ___ No

If yes, answer the following:

Describe the training the apprentices or trainees must receive before being brought on site.


What type of on-site counseling does the applicant provide?